-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OHaJQytiw1/OLakGW0giHUlmSu5ReN/hi8i/HpjqOgZakssG65Ce9qolYUTKT+Jj w4BiSGbpG7FmhAN1/yBcFg== 0001037798-01-000005.txt : 20010131 0001037798-01-000005.hdr.sgml : 20010131 ACCESSION NUMBER: 0001037798-01-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0000920600 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 421419757 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47251 FILM NUMBER: 1518836 BUSINESS ADDRESS: STREET 1: P O BOX 8 CITY: OSKALOOSA STATE: IA ZIP: 52577-0008 BUSINESS PHONE: 5156738328 MAIL ADDRESS: STREET 1: 301 FIRST AVE EAST CITY: OSKALOOSA STATE: IA ZIP: 52577 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ATHENA CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001037798 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232520198 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 621 E GERMANTOWN PIKE STE 105 CITY: PLYMOUTH VALLEY STATE: PA ZIP: 19401 MAIL ADDRESS: STREET 1: 621 E GERMANTOWN PIKE STE 105 CITY: PLYMOUTH VALLEY STATE: PA ZIP: 19401 SC 13G/A 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* HORIZON FINANCIAL SERVICES CORP. COMMON STOCK 44041Q101 ___ Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 CUSIP NO. 44041Q101 13G PAGE 2 OF 4 1. NAME OF REPORTING PERSON - SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON Athena Capital Management, Inc. 23-2520198 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * N/A 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OR ORGANIZATION 1250 Germantown Pike-#105 Plymouth Meeting, PA 19462 _______________________________________________________________________ ______________ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORT PERSON WITH: 5. SOLE VOTING POWER: 2,500 6. SHARED VOTING POWER: 48,970 7. SOLE DISPOSITIVE POWER: 2,500 8. SHARED DISPOSITIVE POWER: 48,970 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 51,470 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDED CERTAIN SHARES * N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.79% 12. TYPE OF REPORTING PERSON * IA PAGE 3 OF 4 13G FILING Item 1 (a) Name of Issuer: Horizon Financial Services Corporation Item 1 (b) Address of Issuer's Principal Executive Offices: 301 First Avenue East Oskaloosa, IA 52577 Item 2 (a) Name of Person Filing: Athena Capital Management, Inc. Item 2 (b) Address of Principal Business Office: 1250 Germantown Pike-#105 Plymouth Meeting, PA 19462 Item 2 (c) Citizenship: N/A Item 2 (d) Title of Class of Securities: Common Stock Item 2 (e) CUSIP Number: 44041Q101 Item 3 This statement is filed pursuant to Rules 13d-1(b) and 13d-2(b) and the filing person is an: (e) Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 Item 4 Ownership: (a) Amount Beneficially Owned: 51,470 (b) Percent of Class: 6.79% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 2,500 (ii) shared power to vote or to direct the vote: 48,970 (iii) sole power to dispose or to direct the disposition of: 2,500 (iv) shared power to dispose or to direct the disposition of: 51,470 Item 5 Ownership of Five Percent or Less of a Class: N/A PAGE 4 OF 4 Item 6 Ownership of More than Five Percent on Behalf of Another Person: Clients of reporting person have right to receive dividends from and proceeds of sale of subject securities. None has more than five percent of the class. Item 7 Identification and Classification of the subsidiary Which Acquired the Security Being Reported on by the parent Holding Company: N/A Item 8 Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of Group: N/A Item 10 Certification By signing below, I certify that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 30, 2001 Date By __________________________________ Signature David P. Cohen / President Name/Title -----END PRIVACY-ENHANCED MESSAGE-----